Pacific Exchange

Results: 906



#Item
741PCX / Securities Exchange Act / U.S. Securities and Exchange Commission / Security / Self-regulatory organization / Pacific Exchange / Financial economics / Financial system / Economy of the United States / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Revisions to the Series 4 Examination Program; Rel. No[removed], File No. SR-PCX[removed]

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2005-12-09 15:18:14
742Securities Exchange Act / Financial regulation / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Government / PCX / United States / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

SRO PCX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Pacific Exchange, Inc. Relating to Listing Standards for Income Deposit Securities (“IDS”)

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2005-02-14 16:52:21
743United States securities law / 73rd United States Congress / Stock market / Securities Exchange Act / Regulation NMS / NYSE Arca / Pacific Exchange / U.S. Securities and Exchange Commission / Chicago Stock Exchange / United States Securities and Exchange Commission / Self-regulatory organizations / Economy of the United States

PCX: Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto by the Pacific Exchange, Inc. Relating to Trading Securities Valued at Less Than $1.00 in Subpenny Increme

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2004-09-27 10:34:04
744Securities Exchange Act / U.S. Securities and Exchange Commission / NYSE Arca / Pacific Exchange / Economy of the United States / Financial regulation / Government / United States securities law / United States Securities and Exchange Commission / 73rd United States Congress

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add to its Current Revenue Sharing Program an Opportunity to Share in ETP Operating Revenue for Cross Orders in Tape C Securities; Rel. No[removed]

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2005-10-28 15:24:49
745Finance / Financial markets / Order / United States Securities and Exchange Commission / United States securities law / Mathematical finance / Securities Exchange Act / NYSE Arca / Pacific Exchange / Stock market / Financial economics / Investment

Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto by the Pacific Exchange, Inc. to Create a New Order Type—Passive Liquidity Orders—for use...; Rel. No[removed], File No. SR-PCX[removed]

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2005-09-16 13:58:43
746Investment / Financial economics / Self-regulatory organizations / 73rd United States Congress / United States securities law / Securities Exchange Act / Pacific Exchange / Order / Chicago Board Options Exchange / Stock market / Economy of the United States / United States Securities and Exchange Commission

Microsoft Word[removed]doc

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2005-01-10 11:10:35
747Government / Financial regulation / Securities Exchange Act / Pacific Exchange / PCX / Federal Reserve System / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Economy of the United States / United States Securities and Exchange Commission / United States securities law / 73rd United States Congress

Release No[removed]; File No. SR-PCX[removed]

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2004-12-17 08:34:59
748Securities Exchange Act / PCX / Pacific Exchange / U.S. Securities and Exchange Commission / Financial regulation / Economy of the United States / United States / United States securities law / United States Securities and Exchange Commission / 73rd United States Congress

Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Pacific Exchange, Inc. to Extend the Applicability of the Cross-and-Post Functionality on the Archipelago Exchange Facility to PNP Cross Orders

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2004-11-17 15:50:17
749United States Securities and Exchange Commission / Securities Exchange Act / Financial regulation / U.S. Securities and Exchange Commission / Form 10-K / PCX / Government / United States / SEC filings / United States securities law / 73rd United States Congress

SRO PCX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Pacific Exchange, Inc. to Amend the Corporate Governance Requirements for PCX Listed Companies

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2004-11-18 16:16:06
750U.S. Securities and Exchange Commission / Pacific Exchange / Economy of the United States / Financial regulation / Government / United States Securities and Exchange Commission / PCX / Securities Exchange Act

SRO PCX: Notice of Filing of Proposed Rule Change by the Pacific Exchange, Inc. Relating to the Exchange’s Rules Under the Minor Rule Plan and Recommended Fine Schedule

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2004-12-15 13:28:43
UPDATE